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BrUOG-H&N-229-RAD001, Cisplatin and Concurrent Radiation for Locally Advanced, Inoperable Head and Neck Cancer: A PHASE I STUDY- Novartis CRAD001CUS134T

Phase 1
18 Years
Not Enrolling
Head and Neck Cancer

Thank you

Trial Information

BrUOG-H&N-229-RAD001, Cisplatin and Concurrent Radiation for Locally Advanced, Inoperable Head and Neck Cancer: A PHASE I STUDY- Novartis CRAD001CUS134T

To perform a phase I study of RAD001, to a maximum dose of 10 mg/day, with cisplatin, and
concurrent radiotherapy, for patients with locally advanced, inoperable, squamous cell
carcinoma of the head and neck

Inclusion Criteria:

- Pathologically (histologically or cytologically) proven (from primary lesion and/or
lymph nodes) diagnosis of squamous cell carcinoma of the oral cavity, oropharynx,
hypopharynx, or larynx;

- Stage III or IV disease. Patients are unresectable or resection would produce severe
impairment or disfiguration.

- Appropriate stage for protocol entry, including no distant metastases, based upon the
following minimum diagnostic workup:

- History/physical examination within 4 weeks prior to registration

- Chest x-ray (or Chest CT scan or PET/CT scan) within 6 weeks prior to registration.

- CT scan, Pet CT, or MRI of the head and neck (of the primary tumor and neck nodes).

- Zubrod Performance Status 0-1;

- Age > 18;

- Adequate bone marrow function, defined as ANC > 1,500 cells/ul and Platelets >
100,000 cells/ul and Hgb > 9mg/dl.

- Bilirubin < 1.5x upper limit of normal, (For patients with Gilbert's disease as the
sole cause of elevated bilirubin, they are eligible if the direct bilirubin is < than
1.5x upper limit of normal)

- AST or ALT < 2.5x the upper limit of normal.

- Adequate renal function, defined as follows:

- Creatinine clearance (CC) ≥ 50 ml/min within 2 weeks prior to registration determined

24-hour collection or estimated by Cockcroft-Gault formula: CCr male = [(140 - age) x
(wt in kg)] [(Serum Cr mg/dl) x (72)] CCr female = 0.85 x (CrCl male)

- INR and PTT < 1.5 x uln. (Anticoagulation is allowed if target INR < 1.5 on a stable
dose of warfarin or a stable dose of LMW heparin for > 2 weeks prior to starting

- Pregnancy test within 7 days prior to administration of RAD001for women of
childbearing potential.

- Women of childbearing potential and male participants must agree to use a medically
effective means of birth control throughout their participation in the treatment
phase of the study (until at least 60 days following the last study treatment); If
barrier contraceptives are being used, these must be continued throughout the trial
by both sexes. Hormonal contraceptives are not acceptable as a sole method of
contraception. (Women of childbearing potential must have a negative urine or serum
pregnancy test within 7 days prior to administration of RAD001)

- Fasting serum cholesterol ≤300 mg/dL OR ≤7.75 mmol/L AND fasting triglycerides ≤ 2.5
x ULN. NOTE: In case one or both of these thresholds are exceeded, the patient can
only be included after initiation of appropriate lipid lowering medication and values
have been rechecked.

- EKG within 6 weeks of study entry

- Signed informed consent

Exclusion Criteria:

- Prior invasive malignancy (except non-melanomatous skin cancer) unless disease free
for a minimum of 3years.

- Patients with simultaneous primaries or bilateral tumors are excluded. Patients with
nasopharyngeal cancer and unknown primaries are excluded.

- Gross total excision (e.g., by tonsillectomy) of the primary tumor; however, partial
removal of the tumor to alleviate an impending airway obstruction does not make the
patient ineligible.

- Prior systemic chemotherapy for the study cancer; note that prior chemotherapy for a
different cancer is allowable.

- Prior radiotherapy to the region of the study cancer that would result in overlap of
radiation therapy fields.

- Initial surgical treatment, excluding diagnostic biopsy of the primary site or nodal
sampling of neck disease; radical or modified neck dissection is not permitted.

- Severe, active co-morbidity, defined as follows:

- Current uncontrolled cardiac disease; i.e., uncontrolled hypertension, unstable
angina, uncontrolled congestive heart failure.

- Transmural myocardial infarction within the last 6 months;

- Acute bacterial or fungal infection requiring intravenous antibiotics at the time of

- Chronic Obstructive Pulmonary Disease exacerbation or other respiratory illness
requiring hospitalization or precluding study therapy at the time of registration
defined as oxygen saturation that is < 88% at rest on room air.

- Acquired Immune Deficiency Syndrome (AIDS) based upon current CDC definition; note,
however, that HIV testing is not required for entry into this protocol. The need to
exclude patients with AIDS from this protocol is necessary because the treatments
involved in this protocol may be significantly immunosuppressive. Protocol-specific
requirements may also exclude immuno-compromised patients.

- Any uncontrolled condition, which in the opinion of the investigator, would interfere
in the safe and timely completion of study procedures;

- Pregnant or lactating women or women of childbearing potential and men who are
sexually active and not willing/able to use medically acceptable forms of
contraception ; this exclusion is necessary because the treatment involved in this
study may be significantly teratogenic.

- Prior allergic reaction to the study drug(s) involved in this protocol;

- Patients receiving chronic, systemic treatment with corticosteroids or another
immunosuppressive agent. Topical or inhaled corticosteroids are allowed.

- Patients should not receive immunization with attenuated live vaccines within one
week of study entry or during study period

- Impairment of gastrointestinal function or gastrointestinal disease that may
significantly alter the absorption of RAD001 (e.g., ulcerative disease, uncontrolled
nausea, vomiting, diarrhea, malabsorption syndrome or small bowel resection)

- Patients with an active, bleeding diathesis or serum pregnancy test within 7 days
prior to administration of RAD001)

- Patients who have received prior treatment with an mTOR inhibitor (sirolimus,
temsirolimus, everolimus).

- Patients currently receiving anticancer therapies or who have received anticancer
therapies within 4 weeks of the start of study drug (including chemotherapy,
radiation therapy, antibody based therapy etc)

- Patients who have had a major surgery or significant traumatic injury within 4 weeks
of the start of study drug, patients who have not recovered from the side effects of
any major surgery (defined as requiring anesthesia) or patients that may require
major surgery during the course of the study.

- Prior treatment with any investigational drug within the preceding 4 weeks.

- History of noncompliance to medical regeimens.

- Patients unwilling to or unable to comply with the protocol.

Type of Study:


Study Design:

Allocation: Non-Randomized, Intervention Model: Single Group Assignment, Masking: Open Label, Primary Purpose: Treatment

Outcome Measure:


Outcome Time Frame:

1 year

Safety Issue:


Principal Investigator

Howard Safran, MD

Investigator Role:

Principal Investigator

Investigator Affiliation:



United States: Food and Drug Administration

Study ID:




Start Date:

December 2009

Completion Date:

June 2011

Related Keywords:

  • Head and Neck Cancer
  • Head and Neck Cancer
  • Advanced Inoperable Head & Neck Cancer
  • Head and Neck Neoplasms



Rhode Island Hospital Providence, Rhode Island  02903