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Phase III Randomized, Placebo-Controlled Clinical Trial Evaluating the Use of Adjuvant Endocrine Therapy +/- One Year of Everolimus in Patients With High-Risk, Hormone Receptor-Positive and HER2/Neu Negative Breast Cancer


Phase 3
18 Years
N/A
Not Enrolling
Both
Breast Cancer

Thank you

Trial Information

Phase III Randomized, Placebo-Controlled Clinical Trial Evaluating the Use of Adjuvant Endocrine Therapy +/- One Year of Everolimus in Patients With High-Risk, Hormone Receptor-Positive and HER2/Neu Negative Breast Cancer


OBJECTIVES:

Primary

- To compare whether the addition of one year of everolimus (10 mg daily) to standard
adjuvant endocrine therapy improves invasive disease-free survival (IDFS) in patients
with high-risk, hormone-receptor (HR)-positive, and human epidermal growth factor
receptor (HER)2-negative breast cancer.

Secondary

- To compare whether the addition of one year of everolimus to standard adjuvant
endocrine therapy improves overall survival (OS) and distant recurrence-free survival
(DRFS) in this patient population.

- To evaluate the safety, toxicities, and tolerability of one year of everolimus in
combination with standard adjuvant endocrine therapy and to compare it with standard
adjuvant endocrine therapy plus placebo in this patient population.

- To determine whether the benefit of one year of everolimus use in addition to standard
adjuvant endocrine therapy varies by recurrence score (RS), nodal status, or other
commonly used prognostic factors.

- To evaluate adherence to 1-year treatment of everolimus in comparison to placebo in
addition to standard adjuvant endocrine therapy in this patient population.

- To collect specimens in order to evaluate biomarkers of therapeutic efficacy.
(exploratory)

OUTLINE: This is a multicenter study. Patients are stratified according to risk level
(node-negative and recurrence score [RS] > 25 in the primary tumor, and a tumor measuring ≥
2 cm in greatest diameter treated with adjuvant therapy vs 1-3 positive lymph nodes and RS >
25 treated with adjuvant therapy vs ≥ 4 positive lymph nodes [any RS value] treated with
adjuvant therapy vs ≥ 4 positive lymph nodes [any RS value] prior to or after neoadjuvant
chemotherapy). Patients are randomized to 1 of 2 treatment arms.

- Arm I: Patients receive an approved endocrine therapy comprising tamoxifen citrate*,
goserelin acetate** or leuprolide acetate**, or aromatase inhibitor (anastrozole,
letrozole, or exemestane) for 2-5 years. Patients also receive a placebo orally (PO)
daily for 1 year in the absence of disease progression or unacceptable toxicity.

- Arm II: Patients receive an approved endocrine therapy regimen as in arm I. Patients
also receive everolimus PO daily for 1 year in the absence of disease progression or
unacceptable toxicity.

NOTE: *Men receive tamoxifen citrate PO for 5 years.

NOTE: **Goserelin acetate or leuprolide acetate is given if patient is or becomes
postmenopausal.

Blood and tissue samples are collected for biomarker studies.

After completion of study treatment, patients are followed up every 6 months for 2 years and
then yearly thereafter for 10 years.

Inclusion Criteria


DISEASE CHARACTERISTICS:

- Patients must have a histologically confirmed diagnosis of invasive breast carcinoma
with positive estrogen (ER)- and/or progesterone-receptor (PR) status, and negative
human epidermal growth factor receptor (HER)2, for whom standard adjuvant endocrine
therapy is planned

- ER and PR positivity must be assessed according to American Society of Clinical
Oncology (ASCO)/College of American Pathologists (CAP) guidelines as either ER
or PR ≥ 1% positive nuclear staining

- HER2 will be determined by immunohistochemistry (IHC) or non-amplified
fluorescent in situ hybridization (FISH) or chromogenic in situ hybridization
(CISH)

- If HER2 IHC is 2+, FISH/CISH must be performed and must not be positive
(must be a ratio of ≤ 2), but otherwise FISH/CISH is not required if IHC is
0 or 1+ by institutional standards

- Patients must not have inflammatory breast cancer and must not have metastatic breast
cancer (stage IV disease); patients with multifocal, multicentric, and synchronous
bilateral breast cancers are allowed

- Multifocal disease is defined as more than one invasive cancer < 2 cm from the
largest lesion within the same breast quadrant

- Multicentric disease is defined as more than one invasive cancer ≥ 2 cm from the
largest lesion within the same breast quadrant or more than one lesion in
different quadrants

- Synchronous bilateral disease is defined as invasive breast cancer in both
breasts, diagnosed within 30 days of each other

- Patients must be high risk by belonging to one of the following risk groups:

- Completion of adjuvant chemotherapy and pathologically negative axillary nodes,
and a tumor measuring ≥ 2 cm in greatest diameter, and an Oncotype DX®
recurrence score (RS) > 25 (completed as standard of care)

- Completion of adjuvant chemotherapy, and pathologically 1-3 positive axillary
lymph nodes, and an Oncotype DX® RS > 25 (screened via S1007 or otherwise)

- Completion of adjuvant chemotherapy and pathologically 4 or more positive
axillary lymph nodes independent of the Oncotype DX® RS in the primary tumor

- Completion of neoadjuvant chemotherapy and 4 or more positive nodes
pathologically determined prior to or after chemotherapy

- Patients must have completed either breast-conserving surgery or total mastectomy,
with negative margins and appropriate axillary staging; a negative margin is defined
as no evidence of tumor or ductal carcinoma in situ (DCIS) at the line of resection;
additional operative procedures may be performed to obtain clear margins

- Patients who had breast-conserving surgery must have completed whole-breast
radiation; use of regional nodal-basin radiation will be at the discretion of
the investigator according to institutional guidelines

- Patients with ≥ 4 positive lymph nodes must have completed breast/chest wall and
nodal-basin radiation therapy according to standard-of-care guidelines before
randomization; omission of radiation therapy is not allowed in this high-risk
population of patients

- Patients must be registered no sooner than 21 days after completion of radiation
therapy and must have recovered (≤ grade 1) from any of the effects of radiation

- Patients must have undergone axillary staging by sentinel-node biopsy or axillary
lymph node dissection (ALND)

- For patients with 1-3 positive lymph nodes, sentinel-node biopsy alone is
allowed provided that the patient completed either whole-breast or chest-wall
radiation and the primary tumor is < 2 cm

- All patients with ≥ 4 positive lymph nodes must have completed ALND (with or
without prior sentinel-node biopsy)

PATIENT CHARACTERISTICS:

- Peripheral granulocyte count ≥ 1,500/mL

- Hemoglobin ≥ 9 g/dL

- Platelet count ≥ 100,000/mL

- Bilirubin ≤ 1.5 mg/dL (≤ 3.0 mg/dL if due to Gilbert syndrome)

- Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤ 1.5 times
institutional upper limit of normal (IULN)

- Alkaline phosphatase ≤ 1.5 times IULN

- Serum creatinine level ≤ IULN

- Fasting cholesterol ≤ 300 mg/dL and triglycerides ≤ 2.5 times IULN; patients may be
on lipid-lowering agents to reach these values

- Patients must have a performance status of 0-2 by Zubrod criteria

- Patients must not have any grade III/IV cardiac disease as defined by the New York
Heart Association Criteria (i.e., patients with cardiac disease resulting in marked
limitation of physical activity or resulting in inability to carry on any physical
activity without discomfort), unstable angina pectoris, myocardial infarction within
6 months, or serious uncontrolled cardiac arrhythmia

- Patients must not have uncontrolled diabetes (defined as a hemoglobin [Hg] A1C > 7%
within 28 days prior to registration)

- Patients known to be human immunodeficiency virus (HIV) positive may be enrolled if
baseline CD4 count is > 500 cells/mm³ and they are not taking anti-retroviral therapy

- Patients with known hepatitis are not eligible

- Patients must not have any known uncontrolled, underlying pulmonary disease

- Patients must be able to take oral medications

- Patients may not have any impairment of gastrointestinal function or gastrointestinal
disease that may significantly alter the absorption of blinded drug (e.g., ulcerative
disease, uncontrolled nausea, vomiting, diarrhea, malabsorption syndrome, or small
bowel resection)

- Patients must not be pregnant or nursing

- Women/men of reproductive potential must have agreed to use an effective non-hormonal
contraceptive method during and for 8 weeks after completion of study therapy

- In addition to routine contraceptive methods, "effective contraception" also
includes heterosexual celibacy and surgery intended to prevent pregnancy (or
with a side-effect of pregnancy prevention) defined as a hysterectomy, bilateral
oophorectomy, or bilateral tubal ligation; corresponding procedures for men
include castration, vasectomy, and barrier-contractive devices

- If at any point a previously celibate patient chooses to become heterosexually
active during the protocol therapy, he/she is responsible for beginning
contraceptive measures

- No other prior malignancy is allowed except for adequately treated basal cell or
squamous cell skin cancer, in situ cervical cancer, or other cancer for which the
patient has been disease-free for 5 years

PRIOR CONCURRENT THERAPY:

- See Disease Characteristics

- Patients must have completed standard neoadjuvant or adjuvant chemotherapy prior to
randomization; completion of chemotherapy will be determined by the treating
oncologist, but should include a minimum of 4 courses (a course of weekly paclitaxel
is considered 3 doses); patients must be registered within 21 weeks after completion
of chemotherapy; patients may have started endocrine therapy at any time after the
diagnosis of the current breast cancer

- Patients must not be receiving or planning to receive trastuzumab

- Concurrent bisphosphonate therapy is allowed

- Patients must not have prior exposure to mTOR inhibitors (rapamycin, everolimus,
temsirolimus, deforolimus)

- Patients must not have prior treatment with any investigational drug within the
preceding 28 days and must not be planning to receive any other investigational drug
for the duration of the study

- Patients must not be planning to receive any other anticancer drug for the duration
of the study

- Patients must not have an organ allograft or other history of immune compromise;
patients must not be receiving chronic, systemic treatment with corticosteroids or
other immunosuppressive agent; topical or inhaled corticosteroids are allowed

- Patients must not have received immunization with an attenuated live vaccine (e.g.,
intranasal influenza, measles, mumps, and rubella [MMR], oral polio, varicella,
zoster, yellow fever, and Bacillus Calmette-Guérin [BCG] vaccines) within seven days
prior to registration nor have plans to receive such vaccination while on protocol
treatment

- Patients must not have taken within 14 days prior to registration, be taking, nor
plan to take while on protocol treatment, strong cytochrome P450 3A4 (CYP3A4)
inhibitors and/or CYP3A4 inducers

Type of Study:

Interventional

Study Design:

Allocation: Randomized, Intervention Model: Parallel Assignment, Masking: Double Blind (Subject, Investigator), Primary Purpose: Treatment

Outcome Measure:

IDFS using a stratified log-rank test, assessed up to 10 years

Outcome Description:

IDFS using a stratified log-rank test, assessed up to 10 years

Outcome Time Frame:

over 10 years

Safety Issue:

No

Principal Investigator

Mariana Chavez-MacGregor, MD, MSc

Investigator Role:

Principal Investigator

Investigator Affiliation:

M.D. Anderson Cancer Center

Authority:

United States: Food and Drug Administration

Study ID:

CDR0000738280

NCT ID:

NCT01674140

Start Date:

April 2013

Completion Date:

January 2027

Related Keywords:

  • Breast Cancer
  • estrogen receptor-positive breast cancer
  • HER2-negative breast cancer
  • stage IA breast cancer
  • stage IB breast cancer
  • stage II breast cancer
  • stage IIIA breast cancer
  • stage IIIB breast cancer
  • stage IIIC breast cancer
  • progesterone receptor-positive breast cancer
  • male breast cancer
  • Breast Neoplasms

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