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Phase II Study of Neoadjuvant Immune Biomarker Modulation With Cetuximab Followed by Adjuvant Therapy With Concurrent Chemoradiotherapy or Radiotherapy With or Without Cetuximab for Locally Advanced Head and Neck Squamous Cell Carcinoma

Phase 2
18 Years
Open (Enrolling)
Squamous Cell Carcinoma of the Head and Neck

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Trial Information

Phase II Study of Neoadjuvant Immune Biomarker Modulation With Cetuximab Followed by Adjuvant Therapy With Concurrent Chemoradiotherapy or Radiotherapy With or Without Cetuximab for Locally Advanced Head and Neck Squamous Cell Carcinoma

This prospective phase II clinical trial of preoperative, single-agent cetuximab treated
patients is being conducted in order to obtain specimens before and after 4 weeks of
cetuximab for immune biomarker studies. Stage III/IV HNC patients will be treated with
definitive surgical resection and observed for disease recurrence. Cetuximab will be
administered for a 3-4 week preoperative period to study biomarker modulation in correlation
clinical response by CT scan and tumor apoptosis/proliferation after tumor excision,
immediately after neoadjuvant cetuximab but before surgery. We will biopsy the
skin/acneiform rash in all patients to correlate rash with biomarker modulation and clinical
response. Cetuximab may also be given in the adjuvant setting. A primary scientific
hypothesis will be tested: does short term pre-operative exposure to cetuximab modulate
blood immune biomarkers and is immune modulation associated with anti-tumor effect? Forty
(n=40) patients with complete specimens (tumor, peripheral blood mononuclear cells (PBMC)
and serum) are necessary to enable adequate statistical power to be reached using paired
specimens. A secondary set of hypotheses will evaluate the association between pre-operative
biomarker levels and modulation with disease recurrence. The proposed trial will accrue
stage II, III or IV surgical candidates without distant metastasis.

Inclusion Criteria:

- Histologically or cytologically confirmed, previously untreated HNC. Clinical stage
III or IVA disease without distant metastases as determined by CT, and as defined by
the American Joint Committee on Cancer Staging System, Sixth edition (See Appendix

- Primary tumors of the oral cavity, oropharynx, hypopharynx, or larynx will be
included. Primary tumors of the sinuses, paranasal sinuses, or nasopharynx, or
unknown primary tumors are NOT allowed.

- Macroscopic complete resection of the primary tumor must be planned.

- Age greater than or equal to 18 years.

- ECOG performance status 0-1.

- Adequate hematologic, renal and hepatic function, as defined by:

- Absolute neutrophil count (ANC) greater than or equal to 1,500/ul, platelets
greater than or equal to 100,000/ul.

- Creatinine clearance > 40

- Bilirubin less than or equal to 1.5 x ULN, AST or ALT less than or equal to 2.5
x ULN.

- Have signed written informed consent.

Exclusion Criteria:

- Subjects who fail to meet the above criteria.

- Prior severe infusion reaction to a monoclonal antibody.

- Pregnancy or breastfeeding. Women of childbearing potential (WOCBP) must practice
acceptable methods of birth control to prevent pregnancy. Prior to study enrollment,
WOCBP must be advised of the importance of avoiding pregnancy during trial
participation and the potential risk factors for an unintentional pregnancy. In
addition, men enrolled on this study should understand the risks to any sexual
partner of childbearing potential and should practice an effective method of birth

- All WOCBP MUST have a negative pregnancy test within 7 days prior to first receiving
investigational product. If the pregnancy test is positive, the patient must not
receive investigational product and must not be enrolled in the study. In addition,
all WOCBP should be instructed to contact the Investigator immediately if they
suspect they might be pregnant (e.g., missed or late menstrual period) at any time
during study participation. The Investigator must immediately notify BMS in the event
of a confirmed pregnancy in a patient participating in the study.

- Subjects with an ECOG performance status of 2 or worse.

- Evidence of distant metastasis.

- Any other malignancy active within 5 years except for non-melanoma skin cancer or
carcinoma in situ of the cervix, DCIS or LCIS of the breast.

- Prior history of HNC.

- Prior therapy targeting the EGFR pathway.

- Any unresolved chronic toxicity greater than or equal to grade 2 from previous
anticancer therapy (except alopecia), according to Common Terminology Criteria for
Adverse Events v4.0 (CTCAE).

- Acute hepatitis, known HIV, or active uncontrolled infection.

- History of uncontrolled cardiac disease; i.e., uncontrolled hypertension, unstable
angina, myocardial infarction within prior 6 months, untreated known coronary artery
disease, uncontrolled congestive heart failure, and cardiomyopathy with decreased
ejection fraction.

- Uncontrolled peptic or gastric ulcer disease, or gastrointestinal bleeding within
prior 6 months.

- Active alcohol abuse or other illness that carries a likelihood of inability to
comply with study treatment and follow-up.

- Treatment with a non-approved or investigational drug within 30 days prior to Day 1
of study treatment.

Type of Study:


Study Design:

Intervention Model: Single Group Assignment, Masking: Open Label, Primary Purpose: Treatment

Outcome Measure:

To determine the extent to which immune biomarkers are modulated in peripheral blood and HNC tumors by preoperative treatment with 4 consecutive weeks of single-agent cetuximab

Outcome Time Frame:

2 years

Safety Issue:


Principal Investigator

Rober L Ferris, MD, PhD

Investigator Role:

Principal Investigator

Investigator Affiliation:

University of Pittsburgh Med Ctr (UPCI)


United States: Institutional Review Board

Study ID:

UPCI 08-013



Start Date:

February 2011

Completion Date:

January 2015

Related Keywords:

  • Squamous Cell Carcinoma of the Head and Neck
  • Carcinoma
  • Head and Neck
  • Cetuximab
  • Locally Advanced Head and Neck Squamous Cell Carcinoma
  • Carcinoma
  • Carcinoma, Squamous Cell
  • Head and Neck Neoplasms



UPCI - Hillman Cancer CenterPittsburgh, Pennsylvania  15232