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Multi Centers, Open-trial Phase II Study Evaluating 5-azacytidine (Vidaza®) + Valproic Acid (Depakine ®) Before Administration of Retinoic Acid (Vesanoid®) in Patients With Acute Myelogenous Leukemia and High Risk Myelodysplasia.

Phase 2
18 Years
Not Enrolling
Acute Myelogenous Leukaemia (AML), Myelodysplastic Syndrome (MDS)

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Trial Information

Multi Centers, Open-trial Phase II Study Evaluating 5-azacytidine (Vidaza®) + Valproic Acid (Depakine ®) Before Administration of Retinoic Acid (Vesanoid®) in Patients With Acute Myelogenous Leukemia and High Risk Myelodysplasia.

Chromatin Demethylation Apart from histone acetylation deacetylation, promoter
hypermethylation is another important and relevant mechanism involved in gene transcription
regulation (reviewed in Herman, 2003). Chromatin remodeling might thus be also targeted
using nucleoside analogues, such as 5 azacytidine or decitabine, which reactivate gene
transcription through DNA demethylation (Silverman, 2001). Recently, in in VITRO studies,
induction of gene expression by 5 AzaC has been obtained in primary AML and MDS cells by DNA
methylation dependent and independent mechanisms (SCHMELZ, 2005)

Again, AzaC has been demonstrated as capable to induce clinical hematological responses in
patients with MDS. A controlled study conducted by the US Cancer and Leukemia Group B
(CALBG)has reported a higher response rate, a lower incidence of leukemic transformation and
a prolonged survival as compared with supportive care alone in these patients Silverman,
2002. Another confirmatory Phase 3 study is ongoing.

AzaC, in combination with valproic acid, in leukemic cell line (HL60 and MOLT4, has
demonstrated a synergistic activity to induce gene reexpression (reactivation of p21 CIP1)
and a synergistic effect in terms of growth inhibition, induction of apoptosis (Yang H,

Histone Acetylation Numerous investigator groups have tried to elucidate the molecular
mechanisms underlying the ATRA induced differentiation in NB4 cells, fresh APL cells, APL
mice, or APL patients (Melnick 1999). One of the main issue was to understand the crucial
role of the PML RARα fusion protein in the differentiation response to RA. It was observed
first that therapeutic concentrations of ATRA resulted in the reformation of PML nuclear
bodies associated with a cleavage of the PML RARα fusion protein. Disappearance of this
fusion product which acts as a dominant negative regulator of RA target genes transcription
gave an explanation for the rerun of the differentiation process. The dominant negative role
of PML RARα was secondly explained by the association of the fusion protein to the
N-CoR-SMRT-Sin3 corepressor complex, leading to histone deacetylase (HDAC) activities
recruitment and to the lack of target genes transcription (REDNER, 1999). Of interest, a
similar recruitment of corepressor HDAC activities has been reported in other fusion gene
leukemia, including PLZF RARα ,AML1 ETO, CBFß MYH11, and TEL AML1 acute leukemia. In PML
RARα APL cells, therapeutic concentrations of ATRA allow the release of corepressor HDAC
activities, histone acetylation, chromatin remodeling, and transcription of target genes
potentially responsible for terminal granulocytic differentiation (REDNER, 1999; DILWORK,
2001). From this point of view, ATRA therapy of APL is the first example of a gene targeted
therapy which specifically targets pathogenic genetic abnormalities in a human leukemia.

In VITRO and in vivo resistance to ATRA-induced differentiation observed in patients with
PLZF RARα leukemia has been related to a more potent recruitment of corepressor HDAC
activities in this APL subset, as compared to classical PML- RARα APL (two corepressor
binding sites on PLZF instead of one on PML). Very interestingly, it has been recently
demonstrated that PLZF RARα leukemic cells are not actually completely resistant to
differentiation induction, especially if appropriate COSTIMULI are given. First, these cells
can differentiate in the presence of higher concentration of ATRA (3 microM instead of 1

Secondly the addition of a HDAC inhibitor (trichostatin A) restores the ATRA sensitivity at
1 microM (KITAMURY 2000).

Thirdly G CSF signaling may force these cells to undergo terminal differentiation (JANSEN

HDAC inhibitors have also been shown as able to induce remission in transgenic models of
therapy resistant acute promyelocytic leukemia (He 2001).

The sensitivity of HL60 cells, which do not display any chromosomal rearrangement involving
the RARα locus, to RA induced differentiation may be related to these observations. One may
hypothesize that some unknown COSTIMULI including chromatin remodeling events contribute to
the RA sensitivity of HL60 cells.

From a therapeutic point of view, these observations lead to evaluate non targeted
transcriptional therapies combining ATRA with non targeted HDAC inhibitors and/or cAMP
inducers in non APL leukemias. Among the known HDAC inhibitors (trichostatin A, trapoxin A,
butyrate, oxamflatin, depsipeptide, and MS 275), sodium phenylbutyrate has been successfully
administered in combination with ATRA to a patient with clinically ATRA resistant APL
(WARRELL, 1998). This case report represents the first example of a targeted transcriptional
therapy in a human leukemia. It has recently been demonstrated that valproic acid (VPA)
belongs to the HDAC inhibitor family (PHIEL, 2001). Valproic acid is a short chained fatty
acid widely used as an anticonvulsant and mood stabilizer.

The characteristic delay in response to VPA and its teratogenic potential had led for a long
time to the proposal that it acts through modulation of gene expression. It has also been
reported that VPA can activate AP1-dependent transcription (ASGHARI, 1998; Chen, 1999 1;
Yuan, 2001) and upregulate bcl 2 (Chen, 1999 2). VPA was also recently demonstrated as
capable to induce differentiation of F9 teratocarcinoma cells, which are known to be also
capable to differentiate in the presence of RA or cAMP (WERLING, 2001). Finally, VPA might
sensitize neoplastic cells to pro apoptotic stimuli through an inhibition of glutathione
(GSH) reductase, an enzyme required for maintaining high cellular levels of reduced GSH
(Moog, 1996), or an inhibition of the NF-κB pathway (ICHIYAMA, 2000). Interestingly, it was
also shown that lithium chloride (another mood stabilizer) acts synergistically with ATRA to
induce terminal differentiation of WEHI-3B leukemia cells. As observed with the combination
of ATRA and G CSF, this observed synergism appeared to be related to the prevention of RAR
protein loss usually observed under ATRA exposure (Finch, 2000).

Of interest, VPA as single agent or administered in combination with ATRA has been recently
demonstrated as capable to induce clinical hematological responses in patients treated for
myelodysplastic syndromes (KUENDGEN, 2004). In this study, a pretreatment with VA seemed to
be required for further positive effects of ATRA.

Retinoic Acid :

Retinoids represent a large group of compounds structurally related to vitamin A (retinol).
They act through binding to and activating specific nuclear receptors, which bind the DNA.
Retinoic acid (RA), the natural acidic derivative of retinol, is a key differentiating
factor involved in specific phases of the embryonic development, differentiation of the
visual system, and (of interest here) hemopoietic granulocytic maturation (CORNIC, 1994). In
VITRO, RA was demonstrated as capable to induce granulocytic differentiation of the HL60
cell line. This cell line was established in 1977 from a patient with AML. The cells largely
resemble promyelocytes but can be induced to differentiate terminally. Some reagents,
including RA, cause HL60 cells to differentiate to granulocyte-like cells, others to
monocyte/macrophage-like cells. The HL60 cell genome contains an amplified c-myc
proto-oncogene and c-myc mRNA levels decline rapidly following induction of differentiation
(BIRNIE, 1988).

Recurrent alterations of the gene coding for the RA alpha receptor (RARα, located on the
chromosome 17q12) are associated with some acute myeloid leukemia (AML) subsets. The most
common RARα gene alteration is the reciprocal t(15;17) chromosomal translocation observed in
the vast majority of acute promyelocytic leukemia (APL) corresponding to the AML-M3 subset
of the French-American-British (FAB) classification. This translocation fuses the RARα gene
to the PML gene (located on the chromosome 15q21), resulting in PML- RARα fusion products.
Variant translocations fusing the RARα gene with other partners including PLZF on chromosome
11, NPM on chromosome 5, NuMA on chromosome 11, and STAT5 on chromosome 17, have been rarely
or occasionally reported. The causal role of the RARα fusion proteins (at least PML- RARα
and PLZF- RARα) in APL has been demonstrated in murine models (KOGAN, 1999). It has been
shown that these fusion proteins may act as a dominant transcriptional repressor in APL
cells (Melnick, 1999).

The NB4 cell line was established in 1991 from a patient with APL (LANOTTE, 1991). This cell
line has been widely used to study the biology of this disease. Conversely to HL60, NB4 is
carrying the t(15;17) translocation. As in HL60 cells, RA is capable to induce granulocytic
differentiation of NB4 cells leading to cell death through terminal induction of apoptosis.
These differentiating effects have been confirmed in vivo using different murine models of
APL (KOGAN, 1999; He, 1999).

Based on these pre-clinical observations, oral all-trans RA (ATRA) has been successfully
administered to APL patients. In patients with relapsing APL, front-line therapy with ATRA
(45 mg/m2/day) induces in vivo differentiation of leukemic promyelocytes into abnormal
granulocytes still carrying the PML- RARα fusion, resulting in approximately 90%
hematological remission and 20% molecular remission rates as assessed by specific PML- RARα
RT-PCR negativation (Huang, 1988; CASTAIGNE, 1990; DEGOS,1995). This represented the first
example of a differentiation therapy in a human leukemia. Unfortunately, such beneficial
effects have not been observed in patients with other AML subtypes when treated with ATRA
using similar dosage and schedule. Following these results obtained in relapsing APL
patients, ATRA was then evaluated in combination with chemotherapy during front-line
treatment of newly-diagnosed APL patients. Several controlled trials have established the
ATRA-chemotherapy combination as the current standard therapy for newly-diagnosed APL.
Apparently, the best results are obtained when ATRA and chemotherapeutic agents are
administered simultaneously.

Other therapeutic interventions might be considered to increase the RA sensitivity in
RA-resistant cells. Actually, explanations for the RA resistance include RA-induced
increased expression of cytochrome P450 isoforms (CYPs), RA-induced increased expression of
cytoplasmic RA-binding proteins type II (CRABP-II), overexpression of P-glycoprotein (P-gp),
and acquired mutations of the ligand-binding region of the RARα gene. Agents interacting
with ATRA metabolism, such as HIV-1 protease inhibitors (indinavir, ritonavir, saquinavir)
which inhibit CYPs and P-gp and compete with ATRA for CRABP-I binding, could enhance the
induction of differentiation in RA-resistant cells (IKEZOE, 2000).

Inclusion Criteria:

- Patients ≥ 18 years

- high Risk Acute Myelogenous Leukemia (FAB-M3 excluded), including :

- AML in first relapse in patients with secondary AML(after MDS and CMML)

- AML in first relapse in patients with a CR duration < 12 months

- Second Relapse or > 2

- de novo AML without previous treatment in elderly patients (FAB-M3 excluded) , if :

- 70 years

- with de novo AML or secondary AML (Transformation of myelodysplasia)

- Unfit for Intensive chemotherapy

- High risk myelodysplasia, including :

- RAEB or t-RAEB (FAB)

- With IPSS score Intermediate-2 or High risk (Greenberg, 1997)

- non eligible for allogeneic HSC transplantation

- Women of childbearing potential (WOBP) must be using an adequate method of

- Men with WOBP have to use an acceptable method to avoid pregnancy

- Signed Written informed consent

Exclusion Criteria:


- Clinical CNS involvement

- Uncontrolled infectious disease

- Adequate hepatic function defined as total bilirubin < 3 times ULN ALAT and ASAT <
2.5 times ULN

- Adequate renal function (serum creatinine < 1.5x ULN anc Creatinine clearance <

- Included in an other clinical trial

- Previous treatment with 5-aza &/or Valproic acid &/or retinoic acid

- Positive pregnancy test

- Women who are breastfeeding

Type of Study:


Study Design:

Allocation: Non-Randomized, Endpoint Classification: Safety/Efficacy Study, Intervention Model: Single Group Assignment, Masking: Open Label, Primary Purpose: Treatment

Outcome Measure:

Hematological response at 6 months

Outcome Time Frame:

at 6 months

Safety Issue:


Principal Investigator

Emmanuel RAFFOUX, MD,

Investigator Role:

Principal Investigator

Investigator Affiliation:

Assistance Publique - Hôpitaux de Paris


France: Ministry of Health

Study ID:




Start Date:

July 2006

Completion Date:

July 2008

Related Keywords:

  • Acute Myelogenous Leukaemia (AML)
  • Myelodysplastic Syndrome (MDS)
  • AML
  • MDS High risk
  • Demethylating agents
  • HDAC Inhibitors
  • Leukemia
  • Leukemia, Myeloid, Acute
  • Leukemia, Myeloid
  • Myelodysplastic Syndromes
  • Preleukemia